2025 CPT Online Training Course Full Package (Type 1/2 Brokerage Business

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC011E A Snapshot to Crucial Regulatory Updates in 2024 (1hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM003E Managing Conflict of Interest (1hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM015E Guideline on Severe Weather Trading Arrangements(0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC009E Licensed Persons: Remote Individual Client Account Considerations (0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$160

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM014E Proliferation Financing Risk Assessment And Mitigation (0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM016E Use of generative AI language models (0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$160

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM011E Enhancing AML Frameworks through robust Name Screening (1hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC006E Regulatory Requirements with VA-related activities in 2024-25 (1hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM009E JFIU - Suspicious Transactions Reporting (1hr)

Course

This 1-hour course could (English) fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

EH001E Ethics in Practice (2hrs)

Course

This 2-hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.

$640

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM002E SFC’s Manager-in-Charge (MIC) Regime (0.5hr)

Course

This 0.5 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM017E Cybersecurity on Licensed Corporation (1hr)

Course

This 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320