天匯合規網上課程
ComplianceOne Online Courses
課程類別 / Course Category
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All CPT Online Platform (Applicable SFC Licensed Persons)
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CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)
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CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)
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MSO Mock Exam for Competence Assessment [ENG]
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Training Course for Dealers in Precious Metals and Stones
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Training Course for Money Lender [ENG]
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放債人適用的培訓課程 [中文]
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第1/2類受規管活動的經紀類業務培訓課程 (證監會持牌人士適用)
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第4/5/9類受規管活動的投資諮詢及資產管理類業務培訓課程 (證監會持牌人士適用)
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網上持續培訓 (證監會持牌人士適用)
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貴金屬及寶石交易商培訓課程 [中文]
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金錢服務經營者能力評核考試的模擬試題 [中文]
所有課程 / All Courses
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RA008C Debt Capital Markets (DCM) Business: Compliance Operations (1.0hr)
Course一个小時的課程内容分為三個小節，可以滿足證監會在合規 (Compliance) 、監管合規 (Regulatory Compliance) 和受規管活動 (Regulated Activity) 類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$320
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RC015E Guideline on Anti-Money Laundering and Counter-Financing of Terrorism(For Licensed Corporation) (1.5 hr)
CourseThis 1.5 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$480
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RC016E Update on Virtual Asset Regulatory Landscape (1.0hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$320
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RA011E Custody of Virtual Assets (1.0hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$320
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RA010E Prevention and Handling of Unauthorized Trading Incidents (0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$160
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RA009E A Guide on Client Asset Protection (0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$160