天匯合規網上課程
ComplianceOne Online Courses
課程類別 / Course Category
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All CPT Online Platform (Applicable SFC Licensed Persons)
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CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)
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CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)
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MSO Mock Exam for Competence Assessment [ENG]
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Training Course for Dealers in Precious Metals and Stones
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Training Course for Money Lender [ENG]
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放債人適用的培訓課程 [中文]
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第1/2類受規管活動的經紀類業務培訓課程 (證監會持牌人士適用)
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第4/5/9類受規管活動的投資諮詢及資產管理類業務培訓課程 (證監會持牌人士適用)
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網上持續培訓 (證監會持牌人士適用)
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貴金屬及寶石交易商培訓課程 [中文]
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金錢服務經營者能力評核考試的模擬試題 [中文]
所有課程 / All Courses
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RC001E Introduction on SFC Licensing in Hong Kong 101 (0.5hr)
CourseThis 0.5-hour course could (English) fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video will be delivered in English.
$160
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RA007E An Introduction to Cryptocurrency (1.5h)
CourseThis 1.5-hour course could (English) fulfill the SFC requirement under the categories of Regulated Activity (RA) and Compliance (CM). The video will be delivered in English.
$580
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RC005E Market Misconduct under the Securities and Futures Ordinance (1hr)
CourseThis 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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RC010E Financial Resource Management and Compliance 2024 (1hr)
CourseThis one hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.
$320
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CM005E Good Practices for SFC Type 9 Licensed Corporation (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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CM013E Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320