天匯合規網上課程
ComplianceOne Online Courses
課程類別 / Course Category
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All CPT Online Platform (Applicable SFC Licensed Persons)
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CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)
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CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)
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In-Person Compliance Training
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MSO Mock Exam for Competence Assessment [ENG]
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Training Course for Dealers in Precious Metals and Stones
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Training Course for Money Lender [ENG]
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Training Course for Money Service Operators [ENG]
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Trust and Company Service Providers
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信託及公司服務提供者
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放債人適用的培訓課程 [中文]
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第1/2類受規管活動的經紀類業務培訓課程 (證監會持牌人士適用)
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第4/5/9類受規管活動的投資諮詢及資產管理類業務培訓課程 (證監會持牌人士適用)
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網上持續培訓 (證監會持牌人士適用)
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貴金屬及寶石交易商培訓課程 [中文]
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金錢服務經營者能力評核考試的模擬試題 [中文]
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金錢服務經營者適用的培訓課程 [中文]
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面授全方位合規與監管實務培訓課程
所有課程 / All Courses
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RA013C Listing Rules and Takeover Code (1.0 hr)
Course一个小時的課程内容分為五個小節，可以滿足證監會在合規( Compliance) 、監管合規 (Regulatory Compliance) 和受規管活動 (Regulated Activity) 類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$320
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RA013E Listing Rules and Takeover Code (1.0 hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$320
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In-Person Compliance Training for Dealers in Precious Metals and Stones (DPMS)——Comprehensive Compliance & Regulatory Practice (EN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000
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In-Person Compliance Training for Dealers in Precious Metals and Stones (DPMS)——Comprehensive Compliance & Regulatory Practice (CN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000
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In-Person Compliance Training for Money Lenders——Comprehensive Compliance & Regulatory Practice (CN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000
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In-Person Compliance Training for Money Lenders——Comprehensive Compliance & Regulatory Practice (EN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000