Products
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CM013E Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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CM013C Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
Course一小時的課程内容分為五個小節，可以滿足證監會在合規(Compliance) 、監管合規(Regulatory Compliance)及受監管活動(Regulated Activity)類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$320
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CM014E Proliferation Financing Risk Assessment And Mitigation (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160
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CM002E SFC’s Manager-in-Charge (MIC) Regime (0.5hr)
CourseThis 0.5 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160
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CM003E Managing Conflict of Interest (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.
$160
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CM011E Enhancing AML Frameworks through robust Name Screening (0.5)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.
$160