Products
-
CM009E JFIU - Suspicious Transactions Reporting (1hr)
CourseThis 1-hour course could (English) fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video will be delivered in English.
$320
-
.png)
CM005E Good Practices for SFC Type 9 Licensed Corporation (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
-
.png)
CM015E Guideline on Severe Weather Trading Arrangements(0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160
-
.png)
RC005E Market Misconduct under the Securities and Futures Ordinance (1hr)
CourseThis 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
-
.png)
RC009E Licensed Persons: Remote Individual Client Account Considerations (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.
$160
-
.png)
CM013E Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320