Table of Content :
This one hour course will be presented by Billy Joey in English. It is divided into six sections that could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity. The video content will be delivered in English.
-
1. Regulatory Framework
-
2. Employee Dealing Requirements
-
3. RA-Specific Requirements
-
4. Key Controls
-
5. Monitoring and Oversight
-
6. The Risks of Cryptocurrency
Notice before Purchase
Before making purchase, please kindly click the following link to read the requirements of CPT and our Purchasing Policy.
Course curriculum
-
-
RA012E Staff Dealing Monitoring Requirement (1.0hr)
-
RA012E Staff Dealing Monitoring Requirement --- Quiz
-
About this course
- $320.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate