CM019E AI Compliance Practice in Securities Brokerage and Asset Management (1.0hr)

CM019E AI Compliance Practice in Securities Brokerage and Asset Management

Table of Content :

This one hour course will be presented by Billy Joey in English. It is divided into four sections that could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video content will be delivered in English.

1. The Importance of AI Compliance
2. Core pain points and countermeasures for AI compliance
3. Existing challenges and room for improvement in AI regulation in Hong Kong
4. Conclusion

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https://complianceone.thinkific.com/pages/cpten

Course curriculum

1. CM019E AI Compliance Practice in Securities Brokerage and Asset Management (1.0hr)
2. CM019E AI Compliance Practice in Securities Brokerage and Asset Management --- Quiz

About this course

$320.00
2 lessons
Video content: English
1 Quiz
Printing of Certificate

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