Products
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CM005E Good Practices for SFC Type 9 Licensed Corporation (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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RC005E Market Misconduct under the Securities and Futures Ordinance (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160
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CM013E Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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CM001E SFC Fund Manager Code of Conduct (FMCC) (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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RC006E Regulatory Requirements with VA-related activities in 2024-25 (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160
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RC011E A Snapshot to Crucial Regulatory Updates in 2024 (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320