2026 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)

RC018E Practical FRR Filing/Monitoring (LCs that do not hold client assets) (1.0 hr)

Course

This 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.

$480

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RA007E An Introduction to Cryptocurrency (1.5 hr)

Course

This 1.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA) and Compliance (CM). The video will be delivered in English.

$580

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RA009E A Guide on Client Asset Protection (0.5 hr)

Course

This 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.

$160

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC014E Regulatory Update (2025) (1.0 hr)

Course

This 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC015E Guideline on Anti-Money Laundering and Counter-Financing of Terrorism(For Licensed Corporation) (1.5 hr)

Course

This 1.5 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$480

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC016E Update on Virtual Asset Regulatory Landscape (1.0 hr)

Course

This 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), Trust and Company Service Providers

CM009E Joint Financial Intelligence Unit (JFIU) and Suspicious Transaction Reporting (STR) (1.0 hr)

Course

This 1-hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), Trust and Company Service Providers

CM011E Enhancing AML Frameworks through robust Name Screening (1.0 hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM019E AI Compliance Practice in Securities Brokerage and Asset Management (1.0 hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons), Trust and Company Service Providers

EH001E Business Ethics Practice Guidelines (2.0 hrs)

Course

This 2-hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.

$640