Table of Content :
This 0.5 hour course will be presented by Billy Joey in English. It is divided into five sections that could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video content will be delivered in English.
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1. INTRODUCTION
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2. THE SFC’S CLIENT ASSET RULES AND CODE OF CONDUCT
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3. TYPES OF CLIENT ASSET FRAUD
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4. COMMON DEFICIENCIES IN CLIENT ASSET PROTECTION
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5. PREVENTION FROM CLIENT ASSET FRAUD
Notice before Purchase
Before making purchase, please kindly click the following link to read the requirements of CPT and our Purchasing Policy.
Course curriculum
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RA009E A Guide on Client Asset Protection (0.5hr)
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RA009E A Guide on Client Asset Protection --- Quiz
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About this course
- $160.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate