Table of Content :
This 1.5 hour online course will be presented by Billy Joey in English. It is divided into six sections that could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video content will be delivered in English.
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1. Related Legislations and Statutory Responsibilities
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2. Prevention and handling of unauthorised trading incidents
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3. Emerging trends in potential tiered trading activities
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4. Due Diligence
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5. Suspicious Transaction Reporting and Law Enforcement Requests
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6. Case Study Sharing
Notice before Purchase
Before making purchase, please kindly click the following link to read the requirements of CPT and our Purchasing Policy.
Course curriculum
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RC015E Guideline on Anti-Money Laundering and Counter-Financing of Terrorism(For Licensed Corporation) (1.5 hr)
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RC015E Guideline on Anti-Money Laundering and Counter-Financing of Terrorism(For Licensed Corporation) --- Quiz - 2025
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About this course
- $480.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate