All Products - ComplianceOne Consulting Limited

CM001E SFC Fund Manager Code of Conduct (FMCC) (1hr)

This 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

RC006E Regulatory Requirements with VA-related activities in 2024-25 (1hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320

CM003E Managing Conflict of Interest (1hr)

Course

This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.

$320

CM015E Guideline on Severe Weather Trading Arrangements(0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160

RC009E Licensed Persons: Remote Individual Client Account Considerations (0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$160

CM014E Proliferation Financing Risk Assessment And Mitigation (0.5hr)

Course

This half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160