Table of Content :

This half an hour course will be presented by Billy Joey in English. It is divided into ten sections that could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video content will be delivered in English.

  • 1. General; Exhibition of Licence or Certificate of Registration

  • 2. Availability of Responsible Officers (RO)

  • 3. Notification by licensed corporations, licensed individuals and registered institutions; Notification by directors and substantial shareholders of licensed corporations; Notification by associated entities of intermediaries; Summary of notification requirements

  • 4. Submission of audited accounts

  • 5.Business & risk management questionnaire (BRMQ)

  • 6. Submission of financial resources returns (FRR)

  • 7. Payment of annual fees

  • 8. Submission of annual returns

  • 9. Continuous professional training (CPT)

  • 10. Other obligations

Course curriculum

    1. 001E Ongoing Obligations of Licensed Corporations (RC002) (0.5hr)

    2. 001E Ongoing Obligations of Licensed Corporations (RC002) --- Quiz

About this course

  • $180.00
  • 2 lessons
  • Video content: English
  • 1 Quiz
  • Printing of Certificate

Make it Right today, Better tomorrow

Enroll to become competent