Guidelines on Financial Return (FRR) Course

011E Guidelines on Financial Return (FRR) - for Type 4 & 9 Licensed Corporations (Not Holding Client Assets)

Table of Content :

This two-hour online course will be presented by Billy Joey in English. It is divided into six sections that could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video content will be delivered in English.

1. Origin of FRR and Its Basic Requirements
2. Case Studies -Liquid Capital Computation (Form 1 and Form 2) SFC Disciplinary Actions against breaches in FRR
3. Liquid Capital Computation (Form 1 and Form 2)
4. Profit and Loss (P&L) Computation (Form 7)
5. Clientele and Assets under Management (Form 12)
6. Electronic Submission of Financial Returns via WINGS 2.0

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Course curriculum

1. 011E Guidelines on Financial Return (FRR) - for Type 4 & 9 Licensed Corporations (Not Holding Client Assets) (RC003) (2hr)
2. 011E Guidelines on Financial Return (FRR) - for Type 4 & 9 Licensed Corporations (Not Holding Client Assets) (RC003) --- Quiz

About this course

$950.00
2 lessons
Video content: English
1 Quiz
Printing of Certificate

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011E Guidelines on Financial Return (FRR) - for Type 4 & 9 Licensed Corporations (Not Holding Client Assets) (RC003)

About this course