Table of Content :
This 1-hour online course will be presented by Billy Joey in English. It is divided into four sections that could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video content will be delivered in English.
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1. Introduction
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2. Core Functions and Responsibilities of MICs
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3. Legal liabilities of MIC
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4. Compliance with SFC
Notice before Purchase
Before making purchase, please kindly click the following link to read the requirements of CPT and our Purchasing Policy.
Course curriculum
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CM001E SFC Fund Manager Code of Conduct (FMCC) (1.5hrs)
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CM001E SFC Fund Manager Code of Conduct (FMCC) --- Quiz
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About this course
- $320.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate