Table of Content :
This 0.5 hour course will be presented by Billy Joey in English. It is divided into four sections that could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video content will be delivered in English.
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1. INTRODUCTION
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2. HANDLING UNAUTHORIZED TRADING INCIDENTS
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3. PREVENTIVE MEASURES
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4. EMERGING RISKS AND THE FUTURE LANDSCAPE
Notice before Purchase
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Course curriculum
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RA010E Prevention and Handling of Unauthorized Trading Incidents (0.5hr)
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RA010E Prevention and Handling of Unauthorized Trading Incidents --- Quiz
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About this course
- $160.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate