Table of Content :
This half on hour course will be presented by Billy Joey in English. It is divided into five sections that could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video content will be delivered in English.
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1. Types of Regulated Activity under the SFO
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2. General Licensing Requirements
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3. Licensing Requirements for Corporate Applicants
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4. Competence Requirements for RO
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5. License Application Procedures
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6. On-going Obligations after License Approval
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7. APPENDIX 1 - Paid-up Capital Requirements under the SFO
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8. APPENDIX 2 - Application Fees
Notice before Purchase
Before making purchase, please kindly click the following link to read the requirements of CPT and our Purchasing Policy.
Course curriculum
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RC001E Introduction on SFC Licensing in Hong Kong 101 (0.5hr)
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RC001E Introduction on SFC Licensing in Hong Kong 101 --- Quiz
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About this course
- $160.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate