Table of Content :
This 1-hour online course will be presented by Billy Joey in English. It is divided into four sections that could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video content will be delivered in English.
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1. Introduction
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2. Types of Market Misconduct
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3. Consequences of Market Misconduct
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4. How to avoid Market Misconduct?
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5. Case Study
Notice before Purchase
Before making purchase, please kindly click the following link to read the requirements of CPT and our Purchasing Policy.
Course curriculum
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RC005E Market Misconduct under the Securities and Futures Ordinance (0.5hr)
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RC005E Market Misconduct under the Securities and Futures Ordinance --- Quiz
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About this course
- $160.00
- 2 lessons
- Video content: English
- 1 Quiz
- Printing of Certificate