天匯合規網上課程
ComplianceOne Online Courses
課程類別 / Course Category
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All CPT Online Platform (Applicable SFC Licensed Persons)
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CPT for Licensed Representatives (Applicable to SFC Licensed Persons)
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CPT for Responsible Officers (Applicable to SFC Licensed Persons)
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MSO Mock Exam for Competence Assessment [ENG]
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Training Course for Dealers in Precious Metals and Stones
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Training Course for Money Lender [ENG]
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持牌代表的持續培訓課程 (證監會持牌人士適用)
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放債人適用的培訓課程 [中文]
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網上持續培訓 (證監會持牌人士適用)
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負責人員的持續培訓課程 (證監會持牌人士適用)
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貴金屬及寶石交易商培訓課程 [中文]
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金錢服務經營者能力評核考試的模擬試題 [中文]
所有課程 / All Courses
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CM013E Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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CM013C Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
Course一小時的課程内容分為五個小節，可以滿足證監會在合規(Compliance) 、監管合規(Regulatory Compliance)及受監管活動(Regulated Activity)類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$320
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CM014C Proliferation Financing Risk Assessment And Mitigation (0.5hr)
Course半小時的課程内容分為五個小節，可以滿足證監會在合規(Compliance) 、監管合規(Regulatory Compliance)及受監管活動(Regulated Activity)類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$160
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CM014E Proliferation Financing Risk Assessment And Mitigation (0.5hr)
CourseThis half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160
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CM002C SFC’s Manager-in-Charge (MIC) Regime (0.5hr)
Course半小時的課程内容分為四個小節，可以滿足證監會在合規(Compliance) 、監管合規(Regulatory Compliance)及受監管活動(Regulated Activity)類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$160
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CM002E SFC’s Manager-in-Charge (MIC) Regime (0.5hr)
CourseThis 0.5 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$160