2025 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business - RO)

2025 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business - RO)

2025 CPT Online Training Course Full Package(Type 4/5/9 Advisory and Asset Management Business - RO) offers a comprehensive suite of seventeen online courses. These courses are designed to fully meet the 2025 CPT requirements for RO.

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All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM015E Guideline on Severe Weather Trading Arrangements(0.5hr)
Course
This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC009E Licensed Persons: Remote Individual Client Account Considerations (0.5hr)
Course
This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$160
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM009E JFIU - Suspicious Transactions Reporting (1hr)
Course
This 1-hour course could (English) fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC010E Financial Resource Management and Compliance 2024 (1hr)
Course
This one hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC005E Market Misconduct under the Securities and Futures Ordinance (1hr)
Course
This 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)

CM005E Good Practices for SFC Type 9 Licensed Corporation (1hr)
Course
This 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)

CM013E Interpretation of the Limited Partnership Fund (LPF) Regime in Hong Kong (1hr)
Course
This 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons)

CM001E SFC Fund Manager Code of Conduct (FMCC) (1hr)
Course
This 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC006E Regulatory Requirements with VA-related activities in 2024-25 (1hr)
Course
This 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM003E Managing Conflict of Interest (1hr)
Course
This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM014E Proliferation Financing Risk Assessment And Mitigation (0.5hr)
Course
This half an hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM016E Use of generative AI language models (0.5hr)
Course
This half an hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$160
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM011E Enhancing AML Frameworks through robust Name Screening (1hr)
Course
This 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

RC011E A Snapshot to Crucial Regulatory Updates in 2024 (1hr)
Course
This 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

EH001E Ethics in Practice (2hrs)
Course
This 2-hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.

$640
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM002E SFC’s Manager-in-Charge (MIC) Regime (0.5hr)
Course
This 0.5 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$160
All CPT Online Platform (Applicable SFC Licensed Persons), CPT for Type 4/5/9 Regulated Activities - Advisory/Asset Management Business (Applicable to SFC Licensed Persons), CPT for Types 1/2 Regulated Activities - Brokerage Business (Applicable to SFC Licensed Persons)

CM017E Cybersecurity on Licensed Corporation (1hr)
Course
This 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.

$320