Products
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RC019E The 22 May Regulatory Measures——Compliance responses for Mainland investor accounts (1.0 hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$320
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RA013C Listing Rules and Takeover Code (1.0 hr)
Course一个小時的課程内容分為五個小節，可以滿足證監會在合規( Compliance) 、監管合規 (Regulatory Compliance) 和受規管活動 (Regulated Activity) 類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$320
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RA013E Listing Rules and Takeover Code (1.0 hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$320
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In-Person Compliance Training for Dealers in Precious Metals and Stones (DPMS)——Comprehensive Compliance & Regulatory Practice (EN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000
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In-Person Compliance Training for Dealers in Precious Metals and Stones (DPMS)——Comprehensive Compliance & Regulatory Practice (CN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000
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In-Person Compliance Training for Money Lenders——Comprehensive Compliance & Regulatory Practice (CN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Language: Cantonese/English
$20,000