Products
-
.png)
CM008E Conducting and Responding to Money Laundering Red Flags (0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$160
-
.png)
RA002E Debt Capital Market - Compliance in Principal Trade vs Agency Trade (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$320
-
.png)
CM004E Code of Conduct & Personal Dealing (0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$160
-
.png)
RC012E Regulatory Requirements of AML - CFT (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$320
-
RC002E Ongoing Obligations of Licensed Corporations(0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$160
-
.png)
RC005C Market Misconduct under the Securities and Futures Ordinance (1hr)
Course一小時的課程内容分為五個小節，可以滿足證監會在合規(Compliance) 、監管合規(Regulatory Compliance)及受監管活動(Regulated Activity)類別下的要求。課程内容會以中文呈現，並由曉文老師用廣東話講解。
$320