Products
-
In-Person CPT Compliance Training for SFC Licensees——Comprehensive Compliance & Regulatory Practice (CN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Category: RA/EH/CM/RC Language: Cantonese/English
$20,000
-
RC019C The 22 May Regulatory Measures - Compliance responses for Mainland investor accounts (1.0 hr)
Course一个小時的課程内容分為四個小節,可以滿足證監會在合規 (Compliance) 、監管合規 (Regulatory Compliance) 和受規管活動 (Regulated Activity) 類別下的要求。課程内容會以中文呈現,並由曉文老師用廣東話講解。
$320
-
2026 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business - LR [CHINESE VERSION]]
Bundle2026 網上持續培訓課程套餐(第4/5/9類 投資諮詢及資產管理類業務 - 持牌代表)包括十門在線課程,可以滿足持牌代表培訓課程的要求。
$2,488
-
2026 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business - RO [CHINESE VERSION]
Bundle2026 網上持續培訓課程套餐(第4/5/9類 投資諮詢及資產管理類業務 - 負責人員)包括十二門在線課程,可以滿足負責人員培訓課程的要求。
$2,988
-
RC014C Regulatory Update (2025) (1.0 hr)
Course一个小時的課程内容分為七個小節,可以滿足證監會在合規 (Compliance) 、監管合規 (Regulatory Compliance) 和受規管活動 (Regulated Activity) 類別下的要求。課程内容會以中文呈現,並由曉文老師用廣東話講解。
$320
-
RC015C Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporation) (1.0 hr)
Course一小時的課程内容分為六個小節,可以滿足證監會在合規 (Compliance) 及監管合規 (Regulatory Compliance) 類別下的要求。課程内容會以中文呈現,並由曉文老師用廣東話講解。
$320