Products
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In-Person CPT Compliance Training for SFC Licensees——Comprehensive Compliance & Regulatory Practice (EN) (2 hrs)
CourseTopic: All topics available on existing platforms are applicable Fee: HK$20,000 per course Duration: 2 hours in total (1.5 hours lecture + 30 minutes Q&A / FAQ) Category: RA/EH/CM/RC Language: Cantonese/English
$20,000
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2026 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business - LR
Bundle2026 CPT Online Training Course Full Package(Type 4/5/9 Advisory and Asset Management Business - LR) offers a comprehensive suite of ten online courses.These courses are designed to fully meet the 2026 CPT requirements for LR.
$2,488
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2026 CPT Online Training Course Full Package (Type 4/5/9 Advisory and Asset Management Business - RO
Bundle2026 CPT Online Training Course Full Package(Type 4/5/9 Advisory and Asset Management Business - RO) offers a comprehensive suite of twelve online courses. These courses are designed to fully meet the 2026 CPT requirements for RO.
$2,988
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RC018E Practical FRR Filing/Monitoring (LCs that do not hold client assets) (1.0 hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$480
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RC017E Statutory obligations during SFC inspections to comply with section 180 of the Securities and Futures Ordinance (1.0 hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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RC016E Update on Virtual Asset Regulatory Landscape (1.0 hr)
CourseThis 1.0-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Regulatory Compliance (RC) and Compliance (CM). The video will be delivered in English.
$320