Products
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CM019E AI Compliance Practice in Securities Brokerage and Asset Management (1.0hr)
CourseThis 1 hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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RA007E An Introduction to Cryptocurrency (1.5h)
CourseThis 1.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA) and Compliance (CM). The video will be delivered in English.
$580
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EH001E Business Ethics Practice Guidelines (2.0hrs)
CourseThis 2-hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM) and Ethics(EH). The video will be delivered in English.
$640
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RC005E Market Misconduct under the Securities and Futures Ordinance (1hr)
CourseThis 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320
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RC010E Financial Resource Management and Compliance 2024 (1hr)
CourseThis one hour course (English) could fulfill the SFC requirement under the categories of Compliance (CM), Regulatory Compliance (RC) and Regulated Activity (RA). The video will be delivered in English.
$320
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CM005E Good Practices for SFC Type 9 Licensed Corporation (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320