Products
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004E Debt Capital Market - Compliance in Principal Trade vs Agency Trade (RA002) (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$360
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003E Code of Conduct & Personal Dealing (CM004) (0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$180
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002E Regulatory Requirements of AML - CFT (RC005) (1hr)
CourseThis 1-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$360
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001E Ongoing Obligations of Licensed Corporations (RC002) (0.5hr)
CourseThis 0.5-hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), and Regulatory Compliance (RC). The video will be delivered in English.
$180