Products
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CM019C AI Compliance Practice in Securities Brokerage and Asset Management (1.0hr)
Course一小時的課程内容分為四個小節,可以滿足證監會在合規 (Compliance) 和监管合规 (Regulatory Compliance) 類別下的要求。課程内容會以中文呈現,並由曉文老師用廣東話講解。
$320
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EH001C Business Ethics Practice Guidelines (2.0hr)
Course兩小時的課程内容分為五個小節,可以滿足證監會在合規 (Compliance) 和道德 (Ethics) 類別下的要求。課程内容會以中文呈現,並由曉文老師用廣東話講解。
$640
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2025 CPT Online Training Course Full Package (All License Type - LR)
Bundle2025 CPT Online Training Course Full Package (All License Type - LR) offers a comprehensive suite of fifteen online courses. These courses are designed to fully meet the 2025 CPT requirements for LR.
$2,388
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2025 CPT Online Training Course Full Package (All License Type - RO)
Bundle2025 CPT Online Training Course Full Package (All License Type - RO) offers a comprehensive suite of seventeen online courses. These courses are designed to fully meet the 2025 CPT requirements for RO.
$2,888
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RC001E Introduction on SFC Licensing in Hong Kong 101 (0.5hr)
CourseThis 0.5-hour course could (English) fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM), Regulatory Compliance (RC). The video will be delivered in English.
$160
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RC005E Market Misconduct under the Securities and Futures Ordinance (1hr)
CourseThis 1 hour course (English) could fulfill the SFC requirement under the categories of Regulated Activity (RA), Compliance (CM) and Regulatory Compliance (RC). The video will be delivered in English.
$320